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EDD what are the auditors looking for?

Summary

  • What is an EDD
  • History of EDDs
  • Who are EDDs conducted on
  • EDD time tables
  • What type of information should be included in an EDD
  • Personal accounts vs. Business accounts
  • EDD checklist
  • What are the consequences if you fail an audit

Overview

This webinar will explain the concept of Enhanced Due Diligence (EDD), including EDD time tables and checklist. Attendees will learn how to conduct Enhanced Due Diligence (EDD) that will satisfy the auditors.

Who should attend?

  • Chief Compliance Officer
  • VP/AVP Compliance Officer
  • Compliance Officer
  • Finance professionals
  • Internal Auditors
  • Risk Management
  • Governance
  • Compliance Board Members

Gina J. Lowdermilk

Expert

Dr. Gina J. Lowdermilk,PhD (ABD), CAMS, CRMS is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.

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