Compliance Dictionary
Banking and Finance (15)
- SSARS Resources, Statement on Standards, Compilation and Review
- System and Organization Controls (SOC 1, SOC 2 & SOC 3) Reporting
- Forensic Audit Definition, Example and Investigations
- Credit Memorandum – Overview, Definition and Example
- Key Component of AML (Anti Money Laundering) Compliance Program
- The Purpose of Corporate Governance Defined
- SOX Act Section 404 Requirements Guide of Internal Control
- About Form 1099-C, Cancellation of Debt
- About IRS Form 990 – Definition, Meaning and Purpose
- Backup Withholding Requirements from the IRS
Compliance (6)
- The American Anti-Corruption Act: Stop Political Bribery
- How to be DFARS Compliant – Procedures, Guidance and Information
- Advanced Product Quality Planning (APQP)
- 2020 RoHS Compliance Guide
- OCEG’s GRC Capability Model – A Pioneering Approach Towards Integrity of Organizations
- Compliance Matrix – A Key Step in All RFP Processes
FDA (9)
- Medical Device Single Audit Program (MDSAP)
- FDA E6 (R2) Good Clinical Practice: Integrated Addendum to ICH E6(R1)
- Fair Packaging and Labeling Act (FPLA) – FDA 16 CFR Part 500
- FDA Form 483 – Inspectional Observations and Citation
- How the FDA Drugs Development & Approval Process Works
- Current Good Manufacturing Practice (cGMP) and How to Use Them
- The Ultimate Primer on FDA 21 CFR
- Investigational Device Exemption (IDE) in Medical Devices
- FDA Audit Program – What You Need To Know
Human Resources (8)
- California Family Rights Act – CFRA/FMLA and Parental Leave
- Older Workers Benefit Protection Act (OWBPA)
- Compensation (Compa) Ratio – Definition, Formula & How to Calculate
- State Disability Insurance (SDI) Program California 2020 – Tax, Rates and Limit
- What Are Fringe Benefits & How Do They Work?
- Dysfunctional Conflict in Organizations – How to Identify and Resolve it Quickly
- Know Your Rights and Responsibilities: CFRA/FMLA Leaves
- Guidance for Employers Conducting Form I-9 Audits
Medical Device (13)
- IEC 60601 – Medical Design Standards For Power Supplies
- E/M Codes – Evaluation and Management Coding Documentation Guidelines
- Overview and The 3 Stages of Process Validation
- FDA Guidance on IEC 62304 Software Standard
- Use of ISO 10993: Biological Evaluation of Medical Devices
- Overview of Medical Device Design History File (DHF)
- ISO 14971: Application of Risk Management to Medical Devices
- IVD (In Vitro Diagnostic) Products: Overview, Definitions and Regulation
- The DIOM – A Powerful Tool for Compliance at Medical Device Companies
- ISO 2768 – General Geometrical Tolerances and Technical Drawings
Trade (5)
- Determining and Understanding Responsibilities of the U.S. Principal Party in Interest (USPPI)
- Import Trade Auxiliary Communication System (ITACS) – FDA
- Export Control Classification Number (ECCN)
- USPPI – How To Identify This Key Entity in Export Transactions
- LIFO Liquidation – Best Practices to Solve